| Date Filed | Summary | Pages |
| 05/04/2023 | Notice of Material Change of Contact Person for Customer Complaints filed by Dorian Moore on behalf of Dynegy Energy Services East LLC. | 5 |
| 03/06/2023 | Certificate No. 04-124E issued. | 2 |
| 02/08/2023 | Confidential Document Target: Exhibits C-3, C-4, C-5 & C-9 filed by Dorian Moore, Regulator Reporting Manager on behalf of Dynegy Energy Services (East) LLC. (17 pages) | 2 |
| 02/03/2023 | In the Matter of the Application of Dynegy Energy Services East LLC. | 27 |
| 09/07/2022 | Notice of Material Change to Exhibit A-12: Principal Officers, Directors and Partners electronically filed by Dorian Moore on behalf of Dynegy Energy Services East LLC. | 7 |
| 08/09/2022 | Notice of Material Change to Principal Officers, Directors and Partners filed on behalf of Dynegy Energy Services East LLC. | 6 |
| 07/15/2022 | Amended Application - Updated Exhibit A-5 to the Application of Dynegy Energy Services East LLC. | 5 |
| 03/11/2021 | Certificate No 04-124E issued and electronically filed by Ms. Melissa M. Scarberry on behalf of PUCO Staff. | 2 |
| 02/03/2021 | Confidential Document Target Exhibits C-3,C-5, C-9 & Affidavit filed by Dorian Moore on behalf of Dynegy Energy Services (East), LLC. (28 pages) | 1 |
| 02/03/2021 | In the Matter of the Application of Dynegy Energy Services East LLC. | 45 |
| 02/01/2021 | Exhibits to Application of Dynegy Energy Services East LLC. | 17 |
| 10/21/2019 | Notice of Material Change to Email Address for PUCO Staff Use electronically filed by Mr. David F. Proano on behalf of Service Providers Listed in Appendix A. | 4 |
| 09/05/2019 | Notice of Material Change electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 8 |
| 04/08/2019 | Revised renewal certificate No. 04-124E (8) issued. | 6 |
| 04/03/2019 | Notice of Material Change to Sections A-3 and A-4 of Dynegy Energy Services (East), LLC's Renewal Application for Retail Generation Providers and Power Marketers electronically filed by Mr. David F. Proano on behalf of DYNEGY ENERGY SERVICES (EAST) LLC DBA BRIGHTEN ENERGY DBA DYNEGY. | 3 |
| 03/22/2019 | Confidential Release Document filed by PUCO Staff on behalf of J. Agranoff. | 18 |
| 03/14/2019 | Revised Renewal Certificate # 04-124E(8) issued. | 6 |
| 03/13/2019 | Attorney Examiner Entry granting the motion for protective treatment, in part, and extending the certificate expiration date electronically filed by Ms. Mary E Fischer on behalf of Jay S. Agranoff, Attorney Examiner, Public Utilities Commission of Ohio. | 5 |
| 03/13/2019 | Service Notice | 5 |
| 03/08/2019 | Renewal Certificate #04-124E(8) issued. | 6 |
| 02/19/2019 | Amended Application to Section A-3 of Renewal Application for Retail Generation Providers and Power Marketers electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East) LLC dba Brighten Energy. | 2 |
| 02/13/2019 | Confidential Document Target - Exhibit C-5 filed on behalf of Dynergy Energy Services (East), LLC by D. Proano. (3 pages) | 1 |
| 02/12/2019 | Amended Motion for Protective Order and memorandum in support electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 6 |
| 02/12/2019 | Notice of Updated Exhibit C-5 to Renewal Application electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 4 |
| 02/06/2019 | Confidential Document Target: Exhibit C-7 filed by K. Kash on behalf of Dyenergy Energy Services (East), LLC. (15 pages) | 1 |
| 02/04/2019 | Renewal Application for Retail Generation Providers, Power Marketers, and Aggregators electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 64 |
| 02/04/2019 | Motion for Protective Order and memorandum in support electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 5 |
| 02/04/2019 | Motion for Extension of Certificate electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 3 |
| 01/04/2019 | Revised Renewal Certificate # 04-124E(7) issued. | 6 |
| 11/29/2018 | Notice of Material Change to Section A-4 of Renewal Application electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 2 |
| 07/31/2018 | Revised Renewal Certificate No. 04-124E (7) issued. | 6 |
| 05/09/2018 | Notification of Material Change electronically filed by Mr. David F. Proano on behalf of Dynergy Energy Services (East). | 38 |
| 03/03/2017 | Renewal Certificate No. 04-124E (7) issued. | 6 |
| 02/17/2017 | Confidential document target: Exhibit C-5 filed by K. Kash on behalf of Dynegy Energy Services (East), LLC. (pg ct 2) | 1 |
| 02/16/2017 | Amended Renewal Application for Retail Generation Providers electronically filed by Kendall C Kash on behalf of Dynegy Energy Services (East), LLC. | 70 |
| 02/16/2017 | Motion for Protective Order and Memorandum in Support electronically filed by Kendall C Kash on behalf of Dynegy Energy Services (East), LLC. | 5 |
| 01/30/2017 | Dynegy Energy Services (East), LLC's Renewal Application for Retail Generation Providers electronically filed by Kendall C Kash on behalf of Dynegy Energy Services (East), LLC | 70 |
| 01/29/2016 | Notice of Material Change electronically filed by Mrs. Gretchen L Lange on behalf of Dynegy Energy Services (East), LLC. | 3 |
| 08/11/2015 | Notice of withdrawal electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 2 |
| 07/20/2015 | Revised Certificate No. 04-124E(6) issued. | 6 |
| 07/16/2015 | Notice of Material Change electronically filed by Mrs. Gretchen L Lange on behalf of Dynegy Energy Services (East), LLC. | 3 |
| 07/15/2015 | Motion and Memorandum in Support for a Brief Extension of Time to Submit the Quarterly Market Monitoring Report electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 3 |
| 05/01/2015 | Renewal Certificate No. 04-124E (6) issued. | 6 |
| 04/22/2015 | Dynegy Energy Services (EAST), LLC’S Material Change Report electronically filed by Mr. David F. Proano on behalf of Dynegy Energy Services (East), LLC. | 28 |
| 03/02/2015 | Renewal certificate #04-124E(6) issued. | 3 |
| 01/29/2015 | Renewal application for retail generation providers and powers marketers filed by W. Fleissner on behalf of Duke Energy Retail Sales, LLC. | 37 |
| 01/29/2015 | Motion of Duke Energy Retail Sales, LLC, for protective order and memorandum in support filed by J.W.Kingery. | 4 |
| 01/29/2015 | Confidential Document Target - Renewal application filed by J.W. Kingery on behalf of Duke Energy Retail Sales, LLC. (37 pgs) | 1 |
| 11/03/2014 | Attorney Examiner Entry that DERS’s motion for an extension of the certificate expiration date be granted; and that the expiration date of Certificate No. 04-124E(5) be extended to March 3, 2015; electronically filed by Debra Hight on behalf of Richard M. Bulgrin, Attorney Examiner. | 3 |
| 11/03/2014 | Service Notice | 3 |
| 10/24/2014 | Motion of Duke Energy Retail Sales, LLC. for Extension of Certificate Expiration Date and Memorandum in Support electronically filed by Carys Cochern on behalf of Kingery, Jeanne W Ms. | 5 |
| 07/05/2013 | Correspondence Letter notifying Commission of intent to provide Power Broker Services electronically filed by Jeanne W Kingery on behalf of Duke Energy Retail Sales | 2 |
| 12/14/2012 | Service Notice | 2 |
| 12/14/2012 | Attorney Examiner Entry granting the motion for protective order filed by DERS and ordering the Commission's docketing division to maintain, under seal, Exhibit C-5, which was filed under seal in this docket on 11/01/12, for a period of 24 months until 12/07/14. - electronically filed by Sandra Coffey on behalf of Jay Agranoff, Attorney Examiner, Public Utilities Commission of Ohio. | 4 |
| 12/07/2012 | Renewal Certificate 04-124E (5) issued. | 4 |
| 11/01/2012 | Renewal application of Duke Energy Retail Sales, LLC for certification as a retail generation provider and power marketer filed by J. Kingery on behalf of Duke Energy Retail Sales, LLC. | 41 |
| 11/01/2012 | Motion for protective order and memorandum in support filed by J. Kingery on behalf of Duke Energy Retail Sales, LLC. | 4 |
| 11/01/2012 | Confidential document target: Exhibit C-5, filed by J. Kingery on behalf of Duke Energy Retail Sales, Inc. (3 pages) | 1 |
| 10/07/2011 | Notice of change of regulatory contact filed by A. Sonderman on behalf of Duke Energy Retail Sales, LLC. | 2 |
| 12/03/2010 | Certificate # 04-124E (4) issued. | 4 |
| 11/01/2010 | Renewal application for Retail Generation Providers and Power Marketers of Duke Energy Retail Sales, LLC, filed by P. Smith. | 36 |
| 02/17/2010 | Amended certificate 04-124(3) issued. | 4 |
| 02/11/2010 | Revised certification application of Duke Energy Retail Sales, LLC as an aggregators for Retail Generation Providers and Power Marketers filed by M. Pahutaki. | 9 |
| 01/12/2009 | Memorandum contra the Ohio Consumers' Counsel's application for rehearing filed by M. Dortch on behalf of Duke Energy Retail Sales, LLC. | 10 |
| 12/29/2008 | Application and memorandum in support for rehearing by the Office of the Ohio Consumers' Counsel filed by J. Small. | 29 |
| 12/05/2008 | Notice of the Ohio Consumers' Counsel that Jeffrey L. Small will replace Terry Etter as lead counsel of record with Mr. Etter and Ms. Ann Hotz still remaining as counsel filed by J. Small. | 3 |
| 12/04/2008 | Certificate 04-124 (3) issued. | 3 |
| 12/03/2008 | Service Notice. | 2 |
| 12/03/2008 | Entry ordering that the OCC is granted intervention in accordance with finding (7); that DERS' renewal application for certification is granted in accordance with finding (8) and OCC's motion to strike is denied in accordance with finding (11). | 8 |
| 10/03/2008 | Reply to Duke Energy Retail Sales memorandum contra motion to strike filed by J. Small on behalf of the OCC. | 7 |
| 10/01/2008 | Duke Energy Retail Sales, LLC's memorandum contra the Ohio Consumers' Counsel's motion to strike and in the alternative, motion, instanter, for leave to file its memorandum contra OCC's motions one day late filed by M. Dortch. | 7 |
| 09/30/2008 | Motion and memorandum in support to strike Duke Energy Retail Sales' memorandum contra OCC's motions and, in the alternative, reply to DERS' memorandum contra by the Office of the Ohio Consumers' Counsel filed by J. Small. | 14 |
| 09/26/2008 | Duke Energy Retail Sales, LLC's memorandum contra the Ohio Consumers' Counsel's motion to suspend the application and motion to deny the application or, in the alternative, to set the matter for hearing filed by M. Dortch. | 22 |
| 09/18/2008 | Entry ordered that consideration of the renewal application by Duke Energy Retail Sales, LLC. for certification as a competitive retail electric service provider in Ohio be suspended, ordered that the parties comply with the requirements set forth in this entry. (KWB) | 3 |
| 09/18/2008 | Service Notice | 2 |
| 09/15/2008 | Motion to suspend application and motion to deny application or, in the alternative, motion to set matter for hearing, memorandum in support filed by J. Small on behalf;f of Ohio Consumers' Counsel. | 18 |
| 09/15/2008 | Motion to intervene and memorandum in support filed by J. Small on behalf of Ohio Consumers' Counsel. | 8 |
| 08/22/2008 | Renewal application continued. (PART 5 OF 5) | 203 |
| 08/22/2008 | Renewal application continued. (PART 4 OF 5) | 200 |
| 08/22/2008 | Renewal application continued. (PART 3 OF 5) | 200 |
| 08/22/2008 | Renewal application continued. (PART 2 OF 2) | 200 |
| 08/22/2008 | Renewal application of Duke Energy Retail Sales, LLC fka Cinergy Retail Sales, LLC for Retail Generation Providers and Power Marketers, filed by D. Kuhnell. (PART 1 OF 5) | 200 |
| 12/24/2007 | Letter stating that renewal application should reflect that Narmada Nanjundan will no longer represent Duke Energy Retail Sales, LLC filed by M. Pahutski. | 1 |
| 06/29/2007 | Letter reflecting that Uma Nanjundan will no longer represent Duke Energy Retail Sales, LLC. effective June 1, 2007. filed by M. Pahutsk. | 1 |
| 10/03/2006 | Renewal Certificate 04-124 (2) issued. | 2 |
| 09/23/2006 | Memo automatically closing case with the effective date of 9/23/06. | 1 |
| 08/24/2006 | Renewal application cont'd (Part 5 of 5) | 55 |
| 08/24/2006 | Renewal application cont'd (Part 4 of 5) | 201 |
| 08/24/2006 | Renewal application cont'd (Part 3 of 5) | 201 |
| 08/24/2006 | Renewal application cont'd (Part 2 of 5) | 201 |
| 08/24/2006 | Renewal application of Duke Energy Retail Sales, LLC fka Cinergy Retail Sales, LLC for re-certification of Certificate No. 04-124 (1) for Retail Generation Providers and Power Marketers, filed by U. Nanjundan. (Part 1 of 5) | 201 |
| 08/03/2006 | Revised certification application on behalf of Duke Energy Retail Sales, LLC filed by K. Twele. | 18 |
| 05/30/2006 | Letter informing that Cinergy Retail Sales, LLC has changed its name to Duke Energy Retail Sales, LLC filed by M. Pahutski. | 3 |
| 08/09/2005 | Letter stating that Jason Barker will no longer represent Cinergy Retail Sales, LLC; John Deeds will assume responsibilities as the new contact filed by J. Barker. | 1 |
| 04/25/2005 | Updated Exhibit A-12- changes to principle officers of the company filed by J. Baker on behalf of Cinergy Retail Sales, LLC. | 2 |
| 10/07/2004 | Certificate 04-124(1) issued. | 2 |
| 09/01/2004 | SEC 10-K Report for 2003 cont'd (Part 3 of 3) | 144 |
| 09/01/2004 | SEC 10-K Report for 2003 cont'd (Part 2 of 3) | 150 |
| 09/01/2004 | Supplement Exhibit C-2, SEC 10-K Report for 2003, filed on behalf of Cinergy Corp. by J. Barker. (Part 1 of 3) | 150 |
| 08/27/2004 | Corrected Exhibit A-12 pages and financial reports, filed on behalf of applicant by J. Barker. | 3 |
| 08/23/2004 | In the matter of the application of Cinergy Retail Sales, LLC for certification as a Retail Generation Providers and Power Marketers of Retail Electric Supplier in Ohio. (Part 3 of 3) | 169 |
| 08/23/2004 | In the matter of the application of Cinergy Retail Sales, LLC for certification as a Retail Generation Providers and Power Marketers of Retail Electric Supplier in Ohio. (Part 2 of 3) | 168 |
| 08/23/2004 | In the matter of the application of Cinergy Retail Sales, LLC for certification as a Retail Generation Providers and Power Marketers of Retail Electric Supplier in Ohio. (Part 1 of 3) | 168 |